Neal P. Dunn
Reported holdings, 31 December 2025
From their annual Financial Disclosure, filed 8/13/2026 — 46 assets, about $6.7M at the middle of each value range.
- QQQ · Invesco QQQ Trust, Series 1 (QQQ)19.3%
- IVV · iShares Core S&P 500 ETF (IVV)9.9%
- VYM · Vanguard High Dividend Yield ETF (VYM)7.8%
- IWM · iShares Russell 2000 Index Fund (IWM)6.3%
- VTV · Vanguard Value ETF (VTV)5.9%
- Other 41 assets50.8%
By type: Exchange Traded Fund 74% · Other 10% · Stock 7% · Mutual Fund 6% · Bank Deposit 4%
| Asset | Type | Value | Share | Held by |
|---|---|---|---|---|
| Exchange Traded Fund | ≈ $1.3M | 19.3% | Self | |
| Exchange Traded Fund | ≈ $665.5K | 9.9% | Self, Spouse | |
VYMVanguard High Dividend Yield ETF (VYM)in IRA #3, NP Dunn TLF Pledge, NP Dunn Tst Cadence Pldg | Exchange Traded Fund | ≈ $525.0K | 7.8% | Self |
IWMiShares Russell 2000 Index Fund (IWM)in IRA #3, NP Dunn TLF Pledge, NP Dunn Tst Cadence Pldg | Exchange Traded Fund | ≈ $425.0K | 6.3% | Self |
VTVVanguard Value ETF (VTV)in IRA #3, NP Dunn TLF Pledge, NP Dunn Tst Cadence Pldg | Exchange Traded Fund | ≈ $400.0K | 5.9% | Self |
ITAiShares U.S. Aerospace & Defense ETF (ITA)in IRA #1, IRA #3 | Exchange Traded Fund | ≈ $383.0K | 5.7% | Self, Spouse |
| Stock | $250,001 - $500,000 | 5.6% | Self | |
PRWCXT. Rowe Price Capital Appreciation Fund (PRWCX)in IRA #3 | Mutual Fund | $250,001 - $500,000 | 5.6% | Self |
IBBiShares Biotechnology ETF (IBB)in IRA #3, NP Dunn TLF Pledge, NP Dunn Tst Cadence Pldg | Exchange Traded Fund | ≈ $240.0K | 3.6% | Self |
Cadence Checking Account | Bank Deposit | $100,001 - $250,000 | 2.6% | Self |
AMLPAlerian MLP ETF (AMLP)in IRA #3 | Exchange Traded Fund | $100,001 - $250,000 | 2.6% | Self |
PFFiShares Preferred and Income Securities ETF (PFF)in IRA #3, NP Dunn TLF Pledge, NP Dunn Tst Cadence Pldg | Exchange Traded Fund | ≈ $158.0K | 2.3% | Self |
FLTRVanEck IG Floating Rate ETF (FLTR)in NP Dunn TLF Pledge, NP Dunn Tst Cadence Pldg | Exchange Traded Fund | ≈ $150.0K | 2.2% | Self |
CADE.ACadence Bank 5.50% Series A Non-Cumulative Perpetual Preferred Stock (CADE.A)in IRA #3 | Other | $50,001 - $100,000 | 1.1% | Self |
COF.ICapital One Fin. Corp. 5.00% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series I (COF.I)in IRA #3 | Other | $50,001 - $100,000 | 1.1% | Self |
The 15 largest of 46. The filed report lists every one.
The member's own statement of what they, their spouse and dependent children held on 31 December 2025. Values are ranges, so the dollar figure and shares use the middle of each range (the floor of an open-ended one), and an asset held in several accounts is their sum. Assets sold or emptied during the year are left out.
Estimated current stock holdings
Stocks bought in the last 5 years with no sale disclosed since — 1 names across 1 purchases, $32.5K at the disclosed midpoints.
- MSTR · MicroStrategy100.0%
| Stock | Disclosed at purchase | Share | Since | Held by |
|---|---|---|---|---|
MSTRMicroStrategy | $32.5K | 100.0% | 2025-03-10 | Spouse |
An estimate, not a statement of what they own. Trade filings report changes, never balances, so this cannot see stock bought more than 5 years ago and never traded since, and a partial sale closes the whole purchase it is matched to. Amounts are what was disclosed at purchase (the middle of each range), not today's value. Options are left out: they expire, and filings never say whether one was a call or a put.
Every disclosed trade
42 rows. Sort any column; Source opens the filed PDF.