Rick W. Allen
Reported holdings, 31 December 2025
From their annual Financial Disclosure, filed 8/11/2026 — 80 assets, about $23.9M at the middle of each value range.
- Personal Home12.6%
- Personal Home in DC12.6%
- RW Allen Construction LLC2, 22% Interest12.6%
- CASH ASSETS, 44% Interest12.6%
- SCHB · Schwab U.S. Broad Market ETF (SCHB)3.2%
- Other 75 assets45.6%
By type: Real Property 28% · Business Interest 27% · Exchange Traded Fund 16% · Stock 15% · Life Insurance 6% · Government Security 4%
| Asset | Type | Value | Share | Held by |
|---|---|---|---|---|
Personal Homein INVESTMENTS | Real Property | $1,000,001 - $5,000,000 | 12.6% | Self |
Personal Home in DCin INVESTMENTS | Real Property | $1,000,001 - $5,000,000 | 12.6% | Self |
RW Allen Construction LLC2, 22% Interestin R.W. Allen & Associates, Inc. | Business Interest | $1,000,001 - $5,000,000 | 12.6% | Spouse |
CASH ASSETS, 44% Interestin R.W. Allen & Associates, Inc. ⇒ R.W. ALLEN, LLC | Business Interest | $1,000,001 - $5,000,000 | 12.6% | Spouse |
SCHBSchwab U.S. Broad Market ETF (SCHB)in CONT IRA, INIRA, LIVTR | Exchange Traded Fund | ≈ $757.5K | 3.2% | Spouse |
COMMERCIAL RENTAL PROPERTYin INVESTMENTS ⇒ 1015 BROAD STREET, LLC | Real Property | $500,001 - $1,000,000 | 3.1% | Self |
Schwab U.S. Broad Market ETFin IRA | Exchange Traded Fund | $250,001 - $500,000 | 1.6% | Self |
Northwestern Mutual Select 100 2in R.W. Allen & Associates, Inc. ⇒ R.W. ALLEN, LLC ⇒ LIFE INSURANCE TRUST | Life Insurance | $250,001 - $500,000 | 1.6% | Self |
| Stock | ≈ $350.0K | 1.5% | Spouse | |
XLKSPDR Select Sector Fund - Technology (XLK)in LIVTR, R.W. Allen & Associates, Inc. ⇒ RWA&A - Securities | Exchange Traded Fund | ≈ $350.0K | 1.5% | Spouse |
NPSRXNuveen Preferred Securities Fund - Cl R (NPSRX)in CONT IRA, INIRA, IRA | Mutual Fund | ≈ $331.0K | 1.4% | Self, Spouse |
USMViShares MSCI USA Min Vol Factor ETF (USMV)in CONT IRA, INIRA, IRA | Exchange Traded Fund | ≈ $282.5K | 1.2% | Self, Spouse |
IBTIiShares iBonds Dec 2028 Term Treasury ETF (IBTI)in CONT IRA, INIRA, IRA | Exchange Traded Fund | ≈ $280.5K | 1.2% | Self, Spouse |
XLCThe Communication Services Select Sector SPDR Fund (XLC)in CONT IRA, INIRA, IRA | Exchange Traded Fund | ≈ $256.0K | 1.1% | Self, Spouse |
SNSXXSchwab U.S. Treasury Money Fund Investor Shares (SNSXX)in CONT IRA, INIRA, IRA | Mutual Fund | ≈ $255.5K | 1.1% | Self, Spouse |
The 15 largest of 80. The filed report lists every one.
The member's own statement of what they, their spouse and dependent children held on 31 December 2025. Values are ranges, so the dollar figure and shares use the middle of each range (the floor of an open-ended one), and an asset held in several accounts is their sum. Assets sold or emptied during the year are left out.
Estimated current stock holdings
Stocks bought in the last 5 years with no sale disclosed since — 14 names across 17 purchases, $307.5K at the disclosed midpoints.
- FERG · Ferguson Enterprises10.6%
- ATO · Atmos Energy10.6%
- SCHW · Charles Schwab10.6%
- AZO · AutoZone10.6%
- AMGN · Amgen10.6%
- Other 9 stocks47.2%
| Stock | Disclosed at purchase | Share | Since | Held by |
|---|---|---|---|---|
FERGFerguson Enterprises | $32.5K | 10.6% | 2026-01-15 | Spouse |
ATOAtmos Energy | $32.5K | 10.6% | 2025-09-12 | Spouse |
SCHWCharles Schwab | $32.5K | 10.6% | 2025-08-11 | Spouse |
AZOAutoZone | $32.5K | 10.6% | 2025-02-20 | Spouse |
AMGNAmgen | $32.5K | 10.6% | 2023-08-10 | Spouse |
CBChubb | $32.5K | 10.6% | 2023-08-10 | Spouse |
WMWaste Management | $32.5K | 10.6% | 2023-08-10 | Spouse |
TSMTaiwan Semiconductor Manufacturing | $24.0K | 7.8% | 2026-03-11 | Spouse |
AVGOBroadcom | $16.0K | 5.2% | 2026-08-18 | Spouse |
AMDAdvanced Micro Devices | $8.0K | 2.6% | 2026-08-18 | Spouse |
AXPAmerican Express | $8.0K | 2.6% | 2026-06-16 | Spouse |
KMIKinder Morgan | $8.0K | 2.6% | 2026-03-11 | Spouse |
The 12 largest of 14.
An estimate, not a statement of what they own. Trade filings report changes, never balances, so this cannot see stock bought more than 5 years ago and never traded since, and a partial sale closes the whole purchase it is matched to. Amounts are what was disclosed at purchase (the middle of each range), not today's value. Options are left out: they expire, and filings never say whether one was a call or a put.
Their most-traded tickers
What they hold it in
Every disclosed trade
137 rows. Sort any column; Source opens the filed PDF.